Series 7 License Exam Prep

 

A greater demand in recent years has been seen for Series 7 License for those who want to sell financial products. It has become one of the more popular designations, as it allows the licensed professional to sell nearly every kind of individual security. For example, call options, preferred stocks, common stocks and bonds can be sold by someone holding the Series 7 license. The products that cannot be sold with the Series 7 license are commodities futures, real estate and life insurance. When someone earns the license, the Financial Industry Regulatory Authority—FNRA—lists the individual by that agency as a registered representative. It is an important accomplishment for someone in the financial industry to earn a Series 7 security license.
 
An exam must be taken and passed successfully by any individual who wishes to obtain a Series 7 license. It is currently a six hour test consisting of 250 questions. The test is taken in two three hour segments of 125 questions each, to make taking the exam a bit easier. The person must first meet eligibility requirements before being admitted to the exam. A grade of 70% or more must be reached in order to pass the exam. It is wise to take a course in Series 7 License Exam Prep before attempting to take the test.
 
Following are eligibility requirements for the current Series 7 License exam:
 
The applicant must first be sponsored by a firm who has membership in FINRA. An individual would be prohibited from taking the exam if he or she is not associated with FINRA. 
 
The applicants must submit their fingerprints in order for a background check to be performed. If a criminal history or other issue surfaces, it may be enough to deny the person from taking the exam, or at least delay entrance until everything is scrutinized.
 
Individual applicants must complete in its entirety and submit a U-4 application to apply for entrance to the exam.
 
It is recommended that candidates for the test become employed with a FINRA agency before submitting an application for the Series 7 exam. this is not a requirement, but will help with admission to the test.
 
Many people find preparing for the Series 7 Securities License Exam and sitting for the test an overwhelming event. This is why several courses in Series 7 License Exam Prep are offered to help with the preparation. The courses are offered in different formats and in many places. The most common choice is taking online courses because they are so convenient. Studies can be completed at any hour of the day or night, and from any location. Students generally enjoy the freedom of studying at times that fit well with their schedules.
 
Different variations are offered in the online courses. The students can have the information sent to them to read and study in their timeframe and at their own pace. There are also recorded sessions in CD format of previously recorded presentations. The audio version can be played as often as the student wants, in order to help learn and remember the subject. The audio version is convenient because it can be rewound if something is missed, paused if the person is interrupted, and played over again to review the information.
 
The possibility exists that the applicant may not pass the test even if he or she spent time studying. This is why the Series 7 License Exam Prep should be taken seriously and this step should not be skipped. If the test is not passed even after preparation, it is important not to get discouraged and give up. Just schedule the test again and review the information for another chance at obtaining a Series 7 license.

Sam is a professional blogger and author in the securities trading industry. He frequently writes for anyone in need of Series 7 License training. If you’re looking for quality Series 7 exam prep, check out some of his other blogs and articles available online. 


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As a student at South University, you will have the opportunity to learn from accomplished faculty members who have real-world experience in the subjects that they teach. Our small class sizes allow you to receive personalized attention from instructors, and the encouragement to recognize your goals for the future and the means to achieve them.

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Sullivan University is Kentucky's largest private college or university, offering higher education for people with higher goals. At Sullivan University, we focus on in-demand programs that lead to successful careers. Whether you're a high school student considering college for the first time, an adult returning to school or someone seeking professional development, you'll be surprised at the variety and range of alternatives Sullivan University offers. 

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Get personalized attention at UMA.

One-on-one tutoring, pre-interview coaching, job search assistance, alumni services—they’re all included in Ultimate Medical Academy’s competitively priced tuition. As a nationally accredited school, we provide quality career training at our campus in Clearwater, Florida. Let’s talk about your needs, your career goals and how UMA can help you succeed.

 

Gainful employment information can be found at ultimatemedical.edu/gainful-employment.pdf and includes information on tuition, loan debt, completion, placement and occupations.

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Get a hands-on education at Lincoln Tech. Designed for today’s tough job market, our in-depth programs cover many fields including: Health Sciences, Business and Information Technology, Hospitality, Automotive Technology, HVAC Technology and Electrical Systems Technology. Financial Aid is available for those who qualify. Programs vary by campus.

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Why Brightwood?

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What sets ECPI University apart? Just ask the employers who hire our graduates. Since 1966, more than 3,800 employers have looked to ECPI for talented professionals who are capable of entering the workplace and doing the job right on the very first day. That’s because our curriculum is designed to meet the needs of today’s highly-specialized job market.

 

What Are You Waiting For?

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Since 1977, Keiser University has maintained a practical, hands-on approach to career-focused education to help our students achieve their personal and professional goals.  Our student-centered approach remains at the foundation of the Keiser University mission and continues to attract students who prefer a more personal learning experience. 

Programs:

  • Bachelor of Science in Nursing (Accelerated)
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Locations:  West Palm Beach

As a student at South University, you will have the opportunity to learn from accomplished faculty members who have real-world experience in the subjects that they teach. Our small class sizes allow you to receive personalized attention from instructors, and the encouragement to recognize your goals for the future and the means to achieve them.

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Locations:  Virginia Beach

Sullivan University is Kentucky's largest private college or university, offering higher education for people with higher goals. At Sullivan University, we focus on in-demand programs that lead to successful careers. Whether you're a high school student considering college for the first time, an adult returning to school or someone seeking professional development, you'll be surprised at the variety and range of alternatives Sullivan University offers. 

Programs:

  • Bachelor of Science in Nursing

At Kaplan University, we offer over 180 degree and certificate programs. With three different ways to learn, you can choose the format that works best for you:

  • Study wherever you have an Internet connection, because almost all of our courses are 100% online, or
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  • Combine campus learning with online classes (blended).

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Why Brightwood?

Real-World Training

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What sets ECPI University apart? Just ask the employers who hire our graduates. Since 1966, more than 3,800 employers have looked to ECPI for talented professionals who are capable of entering the workplace and doing the job right on the very first day. That’s because our curriculum is designed to meet the needs of today’s highly-specialized job market.

 

What Are You Waiting For?

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  • Nursing (RN) - Associate's
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To provide high-quality, specialized career preparation or enhancement to meet and cope with technological changes resulting in employment and career success.

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